标准编号:	CQC-C1901-2014
中文名称:	强制性产品认证实施细则防盗报警产品—入侵探测器
英文名称:	IMPLEMENTATION REGULATION ON COMPULSORY PRODUCT CERTIFICATION - Anti-theft Alarming Products—Intrusion Detector
行业分类:	CQ
发布机构:	中国质量认证中心
发布日期:	2014-09-01
实施日期:	2014-9-1
标准状态:	现行
翻译语言:	英文
文件格式:	PDF
中文字符数:	20000 字
翻译价格(元):	1200.00 元
交付时间:	付款后 1 个工作日

Codeofchina.com is in charge of this English translation. In case of any doubt about the English translation, the Chinese original shall be considered authoritative.



This Regulation was prepared according to "Implementation Rule on Compulsory Certification - Anti-theft Alarming Products" (CNCA-C19-01: 2014) and issued with all rights reserved by China Quality Certification Center; any organization and individual shall not, wholly or partially, use it in any way without permission from China Quality Certification Center.



Prepared by: China Quality Certification Center



Contents



0 Introduction 1

1 Application Scope 1

2 Terms and Definitions 1

2.1 Testing at Manufacturer's Premises (Hereinafter Referred to as TMP) 1

2.2 Witnessed Manufacturer's Testing (Hereinafter Referred to as WMT) 1

2.3 Original Design Manufacturer (ODM) 1

2.4 ODM Initial Certificate Holder 1

2.5 Original Equipment Manufacturer (OEM) 2

2.6 Principle for Manufacturer Classification 2

3. Certification Basis 3

4. Certification Mode 3

5. Certification Unit Division 3

6. Certification Entrustment 3

6.1 Proposal and Acceptance of Certification Entrustment 3

6.2 Application Information 3

6.3 Implementation Arrangement 3

7 Certification Implementation 4

7.1 Type Test 4

7.1.1 Type Test Scheme 4

7.1.2 Requirements of Type Test Samples 4

7.1.3 Type Test Items 4

7.1.4 Implementation of Type Test 4

7.1.5 Type Test Report 4

7.2 Initial Plant Inspection 4

7.2.1 Inspection Scope and Contents 4

7.2.2 Factory Quality Assurance Capacity Inspection 5

7.2.3 Product Conformity Inspection 5

7.2.4 Opportunity For and Duration of Inspection 5

7.2.5 Inspection Personnel 5

7.2.6 Inspection Conclusion 5

7.3 Certification Assessment and Decision 5

7.4 Certification Time Limit 5

8. Post-certification Supervision 6

8.1 Post-certification Follow-up Inspection 6

8.1.1 Principle of Post-certification Follow-up Inspection 6

8.1.2 Contents of Post-certification Follow-up Inspection 6

8.1.2.1 Factory Quality Assurance Capacity Re-inspection 6

8.1.2.1 Product Conformity Inspection 6

8.2 Sample Testing or Inspection on Production Site 6

8.2.1 Principle of Sample Testing or Inspection on Production Site 6

8.2.2 Contents of Sample Testing or Inspection on Production Site 6

8.3 Market Sample Testing/Inspection 6

8.3.1 Principle of Market Sample Testing/Inspection 6

8.3.2 Contents of Market Sample Testing/Inspection 7

8.4 Frequency and Time of Post-certification Supervision 7

8.5 Record of Post-certification Supervision 7

8.6 Assessment of Post-certification Supervision Result 7

9. Certificate 7

9.1 Maintenance of Certificate 7

9.2 Change of Products Covered by Certificate 7

9.2.1 Contents of Certificate 7

9.2.1 Change/Expansion of Certificate 7

9.2.1.1 Certification Change 7

9.2.1.2 Addition of Certification Unit 8

9.2.1.3 Reduction of Certification Unit 8

9.3 Cancellation, Suspension and Revocation of Certificate 8

9.4 Application of Certificate 8

10. Certification Mark 8

11. Charging 8

12. Certification Responsibility 8

Attachment 1 Instructions for Compulsory Certification Unit Division of Intrusion Detector Products 9

Attachment 2 Pursuant Standards and Testing Items for Compulsory Certification of Intrusion Detector Products 12

Attachment 3 Factory Quality Assurance Capacity Requirement for Compulsory Certification of Intrusion Detector Products 15





0 Introduction



The implementation regulation on compulsory product certification for intrusion detectors (hereinafter referred to as the "Implementation Regulation") is prepared as per "Implementation Rule on Compulsory Certification - Anti-theft Alarming Products" (CNCA-C19-01: 2014) (hereinafter referred to as the "Implementation Rule") as an auxiliary document for certification implementation rules. This Implementation Regulation was prepared and published on the basis of the Implementation Rule as well as the quality manual, procedure documents and operation instructions of the China Quality Certification Center (hereinafter referred to as CQC) and on the principles of maintaining the validity of product certification, improving product quality, serving certification enterprises and controlling certification risk.

This Implementation Regulation was prepared according to and shall apply in combination with the Implementation Rule. Product range and certification basis applicable for the Regulation shall comply with relevant provisions in the Implementation Rule and shall be adapted in accordance with announcements on the definition and adjustment of contents issued by Certification and Accreditation Administration of the People's Republic of China (hereinafter referred to as "CNCA").

Based on the certification implementation rule, CQC has established requirements for classification management of manufacturers and, in combination with manufacturer classification, specified those for implementation of compulsory product certification for intrusion detectors.



1 Application Scope



This Regulation specifies the requirements of compulsory certification imposed on the intrusion detector products in security & technology protection system.

The product scope applicable to this Regulation is as: active-infrared intrusion detector, passive-infrared indoor detector, indoor microwave Doppler detector, microwave-and-passive-infrared combined intrusion detector

The adjustment of application scope caused by changes, e.g. legal, or relevant products standards, technological, and industrial policy, shall be subject to CNCA announcement.



2 Terms and Definitions



2.1 Testing at Manufacturer's Premises (Hereinafter Referred to as TMP)

Testing conducted by designated personnel from testing body using manufacturer's equipment with the assistance of testing personnel from the manufacturer, of which the testing report is issued by designated testing body.

2.2 Witnessed Manufacturer's Testing (Hereinafter Referred to as WMT)

Testing conducted by manufacturer's test personnel using his equipment, with testing items and conditions witnessed by designated personnel from testing body, original record issued by and test report drafted by manufacturer’s test personnel but reviewed and validated by designated personnel from the testing body, and test report issued by designated testing body.

2.3 Original Design Manufacturer (ODM)

The factory designing, processing and producing identical products for one or more producers (manufacturers), using identical quality assurance capacity requirements and identical requirements for product design, production process control and inspection.

2.4 ODM Initial Certificate Holder

The organization whose ODM products have initially earned product certificate.

2.5 Original Equipment Manufacturer (OEM)

The manufacturer producing certification products according to the design, production process control and inspection requirements provided by the Client. The Client may be certification client or producer (manufacturer); OEM produces certification products at manufacturer's premises according to the design, production process control and inspection requirements provided by the Client.

2.6 Principle for Manufacturer Classification

CQC acquires and reorganizes all kinds of information relevant to certification product and its manufacturer quality so as to realize classification management of manufacturer in a dynamic way. Certification client, producer and manufacturer shall coordinate with CQC.

Manufacturers are classified into Category A, Category B, Category C and Category D, according to information at least including:

① Factory inspection (including initial factory inspection and post-certification follow-up inspection) result;

② Testing results of supervision sampling (production site sampling or market sampling);

③ Conclusions on national and provincial random inspections and CCC special random inspection;

④ Quality information feedback from media exposure, product user and the public;

⑤ Certification product's testing capacity;

⑥ Other information.

CQC classifies and grades manufacturers based on the following basic principles for classification; it also, periodically or aperiodically, reclassifies and grades them according to all kinds of information so as to realize dynamic management. The result of manufacturer classification in principle must be upgraded by successive level of D-C-B-A and degraded by successive or cross level of A-B-C-D.

Table 1 Principle for Classification of Manufacturers

Category of enterprise Classification principle

Category A Category B provides relevant information for certification authority while the latter makes an integrated risk assessment and determines classification result according to acquired quality information and the information provided by the former. The assessment at least covers the following contents:

a) Factory inspection: initial factory inspection and post-certification follow-up inspection in the last two years are qualified or not verified on site;

b) Results of product testing and random inspection: no non-conformance terms are found in the supervision and inspection within the last 2 years after certified, and the national and provincial quality supervisions and random inspections for all kinds of products as well as conformity verification turn out to be "qualified";

c) Passing the CQC review on the manufacturer's testing capacity;

d) Other information related to the manufacturer and the quality of certified products.

Category B Other, except Category A, Category C and Category D, manufacturers. As for manufacturers without any quality information, its classification grade is Category B by default.

Category C Meeting any of the following conditions:

a) Manufacturers whose factory inspection conclusion is judged as "on-site verification" (except for the reasons of revised standard);

b) Manufacturers whose certified product is found with quality problem by the media and who are liable but without certificate suspension and cancellation involved;

c) Manufacturers which need to be adjusted to Category C as considered by CQC as per the results of comprehensive assessment on quality information related to the manufacturers and their certified products.

Category D Meeting any of the following conditions:

a) The initial factory inspection and post-certification follow-up inspection are judged as "No pass";

b) Safety in post-certification supervision is tested as unqualified;

c) Manufacturers rejecting sampling for inspection and/or supervision without justifiable reasons;

d) Manufacturers who are liable for the major quality problem of certified product revealed by the media;

e) All kinds of national and provincial supervisions and random inspections on product quality are judged as unqualified and the unqualified items have a strong impact on the quality of certified products;

f) The authentication certificate is suspended or revoked due to the manufacturer's failing in meeting other requirements of compulsory product certification;

g) Manufacturers which need to be adjusted to Category D as considered by CQC as per comprehensive assessment result of the relevant quality information of manufacturers and certified products.

Note: If there is any change, classification is subject to CQC public documents.



3. Certification Basis



See Article 2 of the Implementation Rule.



4. Certification Mode



See Article 3 of the Implementation Rule.



5. Certification Unit Division



See Article 4 of the Implementation Rule.

For the instructions for certification unit division, see Attachment 1 "Instructions for Compulsory Certification Unit Division of Intrusion Detector Products".



6. Certification Entrustment



6.1 Proposal and Acceptance of Certification Entrustment

The certification client proposes certification entrustment to CQC via internet (www.cqc.com.cn). The client shall fill in enterprise and product information necessary for certification entrustment, including business registration certification, organization code, product description, entrustment agreement, etc.

CQC shall review the application according to relevant requirements, and inform of the acceptance or refusal within 2 workdays, or require the certification client for re-proposing the certification application after correction.

6.2 Application Information

After the application is accepted, the certification client shall provide relevant application information and technical materials to CQC and/or laboratory according to the requirements of certification scheme, usually including:

1) Qualification certificates of the client, producer (manufacturer), production enterprise (including organization code, business license, entrustment agreement, etc.);

2) The technical standards pursuant, electrical block diagrams, photos (appearance, internal structure, and circuit board), instructions for use and installation in Chinese, of the product;

3) Description of the difference between the product models covered within the same certification unit as well as a list of key components and parts;

4) Product production process flow diagram as well as process control description;

5) Quality control documents indicating that the manufacturer complies with Attachment 3 "Factory Quality Assurance Capacity Requirement for Compulsory Certification of Intrusion Detector Products" and Attachment 4 "Factory Conformity Control Requirements for Compulsory Certification of Intrusion Detector Products";

6) Other information required for certification application.

6.3 Implementation Arrangement

After acceptance, CQC shall develop certification scheme and notify it to the certification client within 2 workdays. The certification scheme generally includes:

(1) Certification mode and unit division;

(2) List of the application information required to be submitted;

(3) Information of the designated laboratory;

(4) Required certification procedure and time limit;

(5) Estimated certification expense;

(6) Contact of relevant CQC staff;

(7) Other matters required to be stated.



7 Certification Implementation



7.1 Type Test

7.1.1 Type Test Scheme

If certification application requires type test, and application information is checked as qualified, CQC will develop type test scheme and notify it to certification client within 2 workdays. The type test scheme includes the sample requirements and quantity, testing standards and items, and laboratory information, etc.

7.1.2 Requirements of Type Test Samples

CQC shall lay down sample requirements for sample submittal of unit or unit combination according to the unit division as specified in the attachments of the implementation rule as well as the sample submittal requirements and principles specified in Attachment 1 of this Implementation Regulation.

For certification applied for series products, samples shall be drawn from the representative model & specification of series products and the samples selected shall cover the safety requirements, structural requirements and critical materials manufacturers of series products.

Generally, the certification client prepares and submits samples to designated laboratory according to the requirements of type test scheme. Test samples shall be produced by the production enterprise entrusting certification and using normal processing method and the certification client shall guarantee the samples provided are consistent with actual products. CQC and/or laboratory shall check the authenticity of the sample provided by the certification client. The laboratory, which has any doubt in the sample authenticity, shall explain to CQC, and CQC shall make corresponding treatment decision.

7.1.3 Type Test Items

See Attachment 2 for specific testing items and basis.

7.1.4 Implementation of Type Test

The type test on the samples shall be conducted by laboratory that shall ensure the authenticity and accuracy of the testing conclusion, maintain and document a complete record for the whole process of testing, and guarantee the traceability of testing process and result records. When abnormality is found in the process of type test, it shall be communicated with CQC without delay and appropriate treatment shall be given.

Generally, the duration of type test shall not exceed 30 workdays (from the date that the samples and expenses are received by the laboratory to the issuing date of type test report), excluding the correction time of the enterprise. The duration for re-testing is as specified for type test.

When there is unaccepted item in type test, it is allowed to be corrected by the certification client. The correction and re-testing shall be completed within 3 months or otherwise the certification client is considered as abandoning the entrustment and the certification is terminated; the certification client may also terminate the entrustment initiatively.

7.1.5 Type Test Report

CQC is responsible for preparing a uniform format for type test report. The laboratory shall issue type test report in uniform format. The laboratory and relevant personnel shall be responsible for the correctness of the contents in the issued type test report and testing conclusions.

7.2 Initial Factory Inspection

7.2.1 Inspection Scope and Contents

The scope of initial factory inspection shall cover all the models and processing sites of certification product, and its contents include factory quality assurance capacity inspection and product conformity inspection.

0 Introduction
1 Application Scope
2 Terms and Definitions
2.1 Testing at Manufacturer's Premises (Hereinafter Referred to as TMP)
2.2 Witnessed Manufacturer's Testing (Hereinafter Referred to as WMT)
2.3 Original Design Manufacturer (ODM)
2.4 ODM Initial Certificate Holder
2.5 Original Equipment Manufacturer (OEM)
2.6 Principle for Manufacturer Classification
3. Certification Basis
4. Certification Mode
5. Certification Unit Division
6. Certification Entrustment
6.1 Proposal and Acceptance of Certification Entrustment
6.2 Application Information
6.3 Implementation Arrangement
7 Certification Implementation
7.1 Type Test
7.1.1 Type Test Scheme
7.1.2 Requirements of Type Test Samples
7.1.3 Type Test Items
7.1.4 Implementation of Type Test
7.1.5 Type Test Report
7.2 Initial Plant Inspection
7.2.1 Inspection Scope and Contents
7.2.2 Factory Quality Assurance Capacity Inspection
7.2.3 Product Conformity Inspection
7.2.4 Opportunity For and Duration of Inspection
7.2.5 Inspection Personnel
7.2.6 Inspection Conclusion
7.3 Certification Assessment and Decision
7.4 Certification Time Limit
8. Post-certification Supervision
8.1 Post-certification Follow-up Inspection
8.1.1 Principle of Post-certification Follow-up Inspection
8.1.2 Contents of Post-certification Follow-up Inspection
8.1.2.1 Factory Quality Assurance Capacity Re-inspection
8.1.2.1 Product Conformity Inspection
8.2 Sample Testing or Inspection on Production Site
8.2.1 Principle of Sample Testing or Inspection on Production Site
8.2.2 Contents of Sample Testing or Inspection on Production Site
8.3 Market Sample Testing/Inspection
8.3.1 Principle of Market Sample Testing/Inspection
8.3.2 Contents of Market Sample Testing/Inspection
8.4 Frequency and Time of Post-certification Supervision
8.5 Record of Post-certification Supervision
8.6 Assessment of Post-certification Supervision Result
9. Certificate
9.1 Maintenance of Certificate
9.2 Change of Products Covered by Certificate
9.2.1 Contents of Certificate
9.2.1 Change/Expansion of Certificate
9.2.1.1 Certification Change
9.2.1.2 Addition of Certification Unit
9.2.1.3 Reduction of Certification Unit
9.3 Cancellation, Suspension and Revocation of Certificate
9.4 Application of Certificate
10. Certification Mark
11. Charging
12. Certification Responsibility
Attachment 1 Instructions for Compulsory Certification Unit Division of Intrusion Detector Products
Attachment 2 Pursuant Standards and Testing Items for Compulsory Certification of Intrusion Detector Products
Attachment 3 Factory Quality Assurance Capacity Requirement for Compulsory Certification of Intrusion Detector Products

0 引言

入侵探测器产品认证实施细则（以下简称实施细则）是依据《强制性产 品认证实施规则 防盗报警产品》（CNCA-C19-01:2014）（以下简称实施规则） 的要求编制，作为认证实施规则的配套文件。依据实施规则和中国质量认 证中心（以下简称 CQC）的质量手册、程序文件、作业指导书等有关要求， 本着维护产品认证有效性、提升产品质量、服务认证企业和控制认证风险 等原则，制定并公布本认证实施细则。
本实施细则是依据实施规则的要求编制，与实施规则共同使用。细则适 用的产品范围、认证依据与实施规则中的有关规定保持一致，并根据国家 认证认可监督管理委员会（以下简称国家认监委）发布的目录界定、目录调 整等公告实施调整。
CQC 依据认证实施规则的规定，建立生产企业的分类管理要求，结合生 产企业的分类，明确入侵探测器产品认证的实施要求。
1 适用范围

本细则规定了对安全技术防范系统中入侵探测器产品实施强制性认证 的要求。
本细则适用的产品范围为：主动红外入侵探测器、室内用被动红外探测 器、室内用微波多普勒探测器、微波和被动红外复合入侵探测器。
由于法律法规或相关产品标准、技术、产业政策等因素发生变化所引起 的适用范围调整，应以国家认监委发布的公告为准。
2 术语和定义
2.1 利用生产企业设备检测（简称 TMP 方式） 试验由指定的检测机构人员利用生产企业的设备进行检测，生产企业检
测人员予以协助，检测报告由指定检测机构出具。
2.2 生产企业目击检测（简称 WMT 方式）


试验由生产企业试验人员利用其设备进行检测，指定检测机构的人员对
检测项目及检测条件进行目击，生产企业试验人员出具原始记录、起草试 验报告，指定检测机构的人员审核并确认，试验报告由指定检测机构出 具。
2.3 ODM（Original Design Manufacturer）生产厂 利用同一质量保证能力要求、同一产品设计、生产过程控制及检验要
求等，为一个或多个生产者（制造商）设计、加工、生产相同产品的工厂。
2.4 ODM 初始认证证书持证人

ODM 产品初次获得产品认证证书的组织。
2.5 OEM（Original Equipment Manufacturer）生产厂 按委托人提供的设计、生产过程控制及检验要求生产认证产品的生产
厂。委托人可以是认证委托人或生产者（制造商）；OEM 生产厂根据委托
人提供的设计、生产过程控制及检验要求，在 OEM 生产厂的设备下生产 认证产品。
2.6 生产企业分类原则

CQC 搜集、整理各类与认证产品及其生产企业质量相关的信息，对生产 企业进行动态化的分类管理。认证委托人、生产者、生产企业应予以配 合。
生产企业分为四类，分别用 A 类、B 类、C 类、D 类表示。分类依据至 少包括以下方面的信息：
① 工厂检查（包括初始工厂检查和获证后的跟踪检查）结果；
② 监督抽样的检测结果（生产现场抽样或市场抽样）；
③ 国抽、省抽、CCC 专项抽查等结论；
④ 媒体曝光及产品使用方、社会公众的质量信息反馈；


⑤ 认证产品的检测能力；
⑥ 其他信息。
CQC 依据以下分类的基本原则对生产企业进行分类定级，并根据各类信 息定期或不定期的对生产企业重新分类定级，实现动态化管理。原则上， 生产企业分类结果须按照 D-C-B-A 的次序逐级提升，按 A-B-C-D 的次序逐 级或跨级下降。
表 1 生产企业的分类原则

企业类别 分类原则









A 类 B 类企业向认证机构提供相关资料，认证机构对所收集的质量信息和企业提供 的相关资料进行综合风险评估并确定分类结果。评估的内容至少包括以下方面： a）工厂检查：近 2 年内的初始工厂检查，获证后跟踪检查没有现场验证或不通 过的情况；
b）产品检测、抽查结果：近 2 年内获证后监督检测未发现不符合项，国家级、 省级的各类质量监督抽查均为“合格”；
c）通过 CQC 对生产企业检测能力的评审。

d）其他与认证产品及其生产企业质量相关的信息。


B 类 除 A 类、C 类、D 类的其他生产企业。对没有任何质量信息的生产企业，其分类 定级默认为 B 类。







C 类 满足以下条件之一： a）工厂检查结论判定为“现场验证”的（标准换版原因除外）； b）被媒体曝光获证产品质量存在问题且系企业责任，但不涉及暂停、撤销认证 证书的；
c）CQC 根据生产企业及认证产品相关的质量信息综合评价结果认为需调整为 C

类的。
D 类 满足以下条件之一：



a）初始工厂检查、获证后跟踪检查结论判定为“不通过”的；

b）获证后监督检测结果为安全项不合格的； c）无正当理由拒绝检查和/或监督抽样的； d）被媒体曝光获证产品质量存在较大影响且系企业责任； e）国家级、省级等各类产品质量监督抽查结果为不合格，且不合格项目对获证 产品质量存在严重影响； f）不能满足其他强制性产品认证要求被暂停、撤销认证证书的；
g）CQC 根据生产企业及认证产品相关的质量信息综合评价结果认为需调整为 D

类的。

注：如有变化，以 CQC 公开文件为准。
3. 认证依据

按照实施规则第 2 条执行。
4. 认证模式

按照实施规则第 3 条执行。
5. 认证单元划分

按照实施规则第 4 条执行。
认证单元划分说明见附件 1《入侵探测器产品强制性认证单元划分说明》。
6. 认证委托
6.1 认证委托的提出和受理

认证委托人通过网络（www.cqc.com.cn）向 CQC 提出认证委托。提出认 证委托时，需提供必要的企业信息和产品信息，包括工商注册证明、组织机 构代码、产品描述、委托协议等。
CQC 依据相关要求对申请进行审核，2 个工作日发出受理或不予受理的 通知，或要求认证委托人整改后重新提出认证申请。


6.2 申请资料

认证委托人应在申请受理后按认证方案的要求向 CQC 和/或实验室提供 有关申请资料和技术材料，通常包括：
1) 委托人、生产者（制造商）、生产企业的资质证明（包括:组织机构代 码、营业执照、委托协议等）；
2) 产品依据的技术标准、电气原理框图、产品照片（外观、内部结构、
电路板）、产品中文使用说明书及安装说明；
3) 同一认证单元内各个覆盖型号产品之间的差异说明及关键元器件清 单；
4) 产品生产工艺流程图及工艺控制说明；
5) 生产企业满足附件3《入侵探测器产品强制性认证工厂质量保证能力 要求》及附件4《入侵探测器产品强制性认证工厂一致性控制要求》的质量 控制文件；
6) 其他申请认证所需的资料。
6.3 实施安排

CQC 在受理后 2 个工作日制定具体认证方案，并将其告知认证委托人。 认证方案通常包括如下内容：
（1）认证模式和单元划分；
（2）需要提交的申请资料清单；
（3）指定实验室信息；
（4）所需的认证流程及时限；
（5）预计的认证费用；
（6）有关 CQC 工作人员的联系方式；
（7）其他需要说明的事项。
7 认证实施
7.1 型式试验


7.1.1 型式试验方案

对于需要进行型式试验的认证申请，且申请资料审核合格的，CQC 在 2 个工作日内制定型式试验方案，并告知认证委托人。型式试验方案包括样品 要求和数量、检测标准及项目、实验室信息等。
7.1.2 型式试验样品要求

CQC 按照实施规则附件规定的单元划分，根据本实施细则附件 1 中的送 样要求及原则制定单元或单元组合送样的样品要求。
以系列产品申请认证时，样品应从系列产品中选取具有代表性的型号规 格，并且选取的样品应覆盖系列产品的安全要求、结构要求及关键原材料 制造商等。
通常情况下，认证委托人按型式试验方案的要求准备样品并送往指定的 实验室。试验样品应是委托认证的生产企业按照正常加工方式生产的产 品，认证委托人应保证其提供的样品与实际生产的产品一致。CQC 和/或实 验室应对认证委托人提供样品的真实性进行审查。实验室对样品真实性有 疑义的，应当向 CQC 说明情况，CQC 做出相应处理决定。
7.1.3 型式试验项目 具体检测项目和检测依据见附件2。
7.1.4 型式试验的实施

实验室对样品进行型式试验，应确保检测结论真实、准确，对检测全 过程做出完整记录并归档留存，以及保证检测过程和结果的记录具有可追 溯性。型式试验过程发现异常情况时，应及时与 CQC 沟通，并作相应处 理。
型式试验时间一般不超过 30 个工作日（从实验室收样并收到检测费用 之日起至型式试验报告签发之日止），不包括企业进行整改的时间。复试时


间规定同型式试验时间规定。
当型式试验有不合格项目时，允许认证委托人整改。整改和复试一般 应在 3 个月内完成，超过该期限的视为认证委托人放弃认证委托，终止认 证，认证委托人也可主动终止认证委托。
7.1.5 型式试验报告

CQC 负责组织编制统一的型式试验报告格式。 实验室应按统一的格式出具型式试验报告，实验室及其相关人员应对其
做出的型式试验报告内容及检测结论正确性负责。
7.2 初始工厂检查
7.2.1 检查范围和内容 初始工厂检查的范围应覆盖认证产品的所有型号和加工场所，内容为工
厂质量保证能力检查和产品一致性检查。
7.2.2 工厂质量保证能力检查

《入侵探测器产品强制性认证工厂质量保证能力要求》（见附件3）为本 规则覆盖产品工厂质量保证能力检查的基本要求。
7.2.3 产品一致性检查 初始工厂检查时，应对委托认证的产品现场抽样重点核实以下内容：
在以下方面与型式试验合格样品保持一致：

1) 认证产品的铭牌、标志、说明书和包装上所标明的产品名称、规格和 型号；
2) 认证产品的结构、尺寸和安装方式；

3) 认证产品的供电电源、安全结构、安全元器件、对电磁兼容性能有 影响的主要元器件、影响入侵探测器功能和性能的关键件。
若认证单元覆盖多个销售型号的产品，则每个型号至少抽取1只（对） 样品加以核实。抽样基数应不低于抽样样品数量的5倍。


当对产品的一致性检查有疑义，且只有使用检测机构的检测手段才能认
定时，需进行抽样检测。抽样检测的样品应在工厂生产的合格品中（包括生 产线、仓库）随机抽取。抽样检测的数量为2只（对）。对抽取样品的检测由 指定的检测机构实施。抽样检测项目由认证机构依具体情况确定。
7.2.4 检查时机与时间 一般情况下，型式试验合格后，进行初始工厂检查。必要时，型式试验
和工厂检查也可以同时进行。
工厂检查时间根据委托认证产品的单元及覆盖产品型号数量确定，并适 当考虑工厂的生产规模，一般为每个加工场所2至6个人日。
7.2.5 检查人员 初始工厂检查由认证机构派出的检查员承担，检查员的能力应符合国家
相关规定要求。对同一工厂检查的检查员不少于2名。
7.2.6 检查结论

检查组向 CQC 报告检查结论。检查结论为不合格的，检查组直接向 CQC 报告不合格结论；工厂检查存在不符合项时，工厂应在规定的期限内 完成整改，检查组采取适当方式对整改结果进行验证。整改时限 40 个工作 日，未能按期完成整改的，按工厂检查结论不合格处理。
7.3 认证评价与决定 按照实施规则第 6.3 条执行。
7.4 认证时限

认证时限是自正式受理认证之日起至颁发认证证书之日止所实际发生的 工作日，包括产品检测时间、工厂检查时间、认证结果评价和批准时间、收 费确认、证书制作时间。
产品检测时间自样品送达指定检测机构之日起计算，检测周期不超过30
个工作日。 提交工厂检查报告时间不超过5个工作日。