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Detailed Rules for the Implementation of Compulsory Product Certification - Motorcycle Engine (the Detailed Rules) is developed in accordance with Rules for the Implementation of Compulsory Product Certification - Motorcycle Engine (CNCA-C11-03: 2014) and relevant general implementation rules including Rules for the Implementation of Compulsory Product Certification - Manufacturing Enterprise Classification Management, Certification Mode Selection and Determination (CNCA-00C-003), Rules for the Implementation of Compulsory Product Certification - Utilization of Testing Resources and Other Certification Results of Manufacturing Enterprises (CNCA-00C-004), Rules for the Implementation of Compulsory Product Certification - Requirements of Factory Quality Assurance Capacity (CNCA-00C-005) and Rules for the Implementation of Compulsory Product Certification - General Requirements for Factory Inspection (CNCA-00C-006). The Detailed Rules is issued by China Quality Certification Center (CQC) and its copyright is held by CQC. Any organization or individual shall not use all or any part hereof in any way without the approval of CQC.
The Detailed Rules was amended firstly on January 5, 2017. The major amendments hereto are as follows:
1) The certification modes are adjusted two; 100% inspection for single certification of motorcycle engine is added;
2) The requirements on single certification are added for certification unit division;
3) The requirements specified in Attachment 2 and Attachment 3 are amended; the content relevant to GB 14622-2016 and GB 18176-2016 is added;
4) Attachment 7 "Requirements for Management of Single Motorcycle Engine Certification" is added.
The Detailed Rules was amended secondly on November 21, 2017. The major amendments hereto are as follows:
1) The requirements of GB 7258-2017 are added in Attachment 2 "Type Test Scheme of Motorcycle Engine"; the error in "the starting time shall not be greater than 15.0s" (starting performance) is amended;
2) The requirements of GB 7258-2017 are added in Attachment 3 "Standards and Items of Type Tests";
3) The requirements of GB 7258-2017 are added in Table 2 of Attachment 7 "Requirements for Management of Single Motorcycle Engine Certification".
Developing organization: China Quality Certification Center
Contents
0 Introduction 1
1 Application Scope 1
2 Terms and Definitions 1
3 Certification Standards 1
4 Certification Mode 2
4.1 Certification Mode of Motorcycle Engine 2
4.2 Single Certification Mode of Motorcycle Engine 2
5 Certification Unit Division 3
6 Certification Entrustment 3
6.1 Proposal and Acceptance of Certification Entrustment 3
6.2 Certification Entrustment Data 3
6.3 Implementation Arrangement 4
6.4 Certification Process 4
7 Certification Implementation 4
7.1 Type Test 5
7.2 Initial Factory Inspection 6
7.3 Adoption of Relevant Certification Results 8
7.4 Certification Evaluation and Decision 8
7.5 Time Limit of Certification 8
8 Post-certification Supervision 9
8.1 Post-certification Follow-Up Inspection 10
8.2 Production Site Sample Testing or Inspection 10
8.3 Market Sampling Testing or Inspection 11
8.4 Use of Quality Information 11
8.5 Frequency and Time of Post-certification Supervision 11
8.6 Post-certification Supervision Record 11
8.7 Evaluation of Post-certification Supervision Result 11
8.8 Conformity Parameter Management 11
9 Certification Certificate 12
9.1 Maintenance of Certification Certificate 12
9.2 Contents of Certification Certificate 12
9.3 Requirements of Certification Change (including Standard Edition Change) 12
9.4 Suspension, Cancellation and Revocation of Certification Certificate 14
9.5 Use of Certification Certificate 14
10 Certification Mark 14
10.1 Certification Mark 14
10.2 Mark Print or Post 14
11 Fee Charging 14
12 Certification Responsibility 15
13 Requirements for Process and Time Limit Related to Technology Disputes and Appeal 15
Attachment 1 List of Certification Entrustment Materials 16
Attachment 2 Motorcycle Engine Type Test Scheme (Sample) 18
Attachment 3 Standards and Items of Type Test 19
Attachment 4 Manufacturing Enterprise Resource Utilization 21
Attachment 5 Manufacturing Enterprise Classification Principles 23
Attachment 6 Content Requirements for Production Conformity Control Plan and Executive Report 28
Attachment 7 Requirements for Management of Single Motorcycle Engine Certification 36
0 Introduction
The Detailed Rules for the Implementation of Compulsory Product Certification - Motorcycle Engine (hereinafter referred to as "the Detailed Rules") is developed in accordance with Rules for the Implementation of Compulsory Product Certification - Motorcycle Engine (CNCA-C11-03: 2014) (hereinafter referred to as "the Rules"); as the supportive documents for the Rules, it is applied together with the Rules.
In accordance with a series of implementation rules Rules for the Implementation of Compulsory Product Certification - Manufacturing Enterprise Classification Management, Certification Mode Selection and Determination (CNCA-00C-003), Rules for the Implementation of Compulsory Product Certification - Utilization of Testing Resources and Other Certification Results of Manufacturing Enterprises (CNCA-00C-004), Rules for the Implementation of Compulsory Product Certification - Requirements of Factory Quality Assurance Capacity (CNCA-00C-005) and Rules for the Implementation of Compulsory Product Certification - General Requirements for Factory Inspection (CNCA-00C-006) (hereinafter presented with the code hereof) as well as the relevant requirements of China Quality Certification Center (hereinafter referred to as "CQC") quality manuals, procedure documents, operation guides and other documents, the Detailed Rules is developed and issued with a view to maintaining the effectiveness of product certification, improving product quality, facilitating certification applicant enterprises and controlling certification risks.
The product coverage and certification standards that apply in the Detailed Rules are in accordance with the relevant requirements of the Rules, and adjusted according to the announcements on directory definition and adjustment issued by the Certification and Accreditation Administration of the People's Republic of China (hereinafter referred to as "CNCA").
1 Application Scope
The application scope of motorcycle engine products shall comply with Chapter 1 of the Rules.
2 Terms and Definitions
For purpose of the Detailed Rules, the terms and definitions about motorcycle engine product listed Chapter 2 of the Rules apply.
The terms and definitions relevant to certification listed in "Provisions on the Management of Compulsory Product Certification" and the implementation rules apply.
3 Certification Standards
The certification standards listed in Attachment 1 "Items and Standards of Type Tests" to the Rules apply.
On principle, the certification standards shall be the latest editions hereof issued by the administrative department of national standardization. Where new applicable standards or new editions of standards are adopted, the announcement of CNCA for the requirements of relevant applicable standard or the technical resolutions made by the motorcycle and parts expert group (TC12) of CNCA shall apply.
4 Certification Mode
4.1 Certification Mode of Motorcycle Engine
The certification modes of motorcycle engine products comply with Chapter 4 of the Rules.
In accordance with the requirements of the rules for the implementation and CNCA-00C-003, CQC will conduct differentiated certification modes in the concrete implementation of type tests, initial factory inspections and post-certification follow-up inspections in consideration of production mode, business management level and product characteristics.
The basic certification modes are as follows:
Type test + initial factory inspection (inspection on enterprise quality assurance capacity and product conformity) + post-certification supervision.
The inspection on quality assurance capacity and product conformity of a motorcycle engine manufacturing enterprise shall be conducted according to the manufacture conformity inspection mode.
The post-certification supervision mode shall be one or combination of post-certification follow-up inspection, production or port site sampling testing / inspection, and market sampling testing / inspection. One or combination of the following modes may be adopted if necessary:
(1) Obtaining the actual test sample from market / production site samples;
(2) Conducting follow-up inspection without advance notice / unannounced inspection;
(3) Increasing the frequency of post-certification supervision;
(4) Adding the coverage of testing and inspection and raising the probability of nonconformity detection.
4.2 Single Certification Mode of Motorcycle Engine
Basic single certification mode: 100% inspection. It is applicable to the imported products for manufacturing and living consumption with a small batch which have not passed compulsory product certification due to special function or reason.
The corresponding detailed rules are established by the certification authority in accordance with the relevant policies and requirements of the country.
Note: ① The application scope of "special function or reason" refers to counter-terrorism security, disaster relief, emergency commanding, athletics, road test, country-level major production and construction project and end customer use (the import objective or use purpose indicated in the import permit issued by the commercial department must be "self use of organization or individual").
5 Certification Unit Division
The basis of unit division of motorcycle engine product shall comply with the requirements of Chapter 5 of the Rules.
The certification client proposes the certification entrustment according to the unit division principle, and CQC will confirm the certification entrustment unit division with the certification client upon verification on the related data.
Single certification product of motorcycle engine will not be subject to unit division, and it will be issued with certificate by model and engine number, a certificate for an engine.
6 Certification Entrustment
6.1 Proposal and Acceptance of Certification Entrustment
Certification entrustment and acceptance of motorcycle engine product shall comply with the requirements of 6.1 of the Rules.
The certification client shall submit the certification entrustment data in accordance with CQC certification process and requirements, and it shall be responsible for the authenticity and legality of the certification entrustment data submitted.
The certification entrustment will be rejected in case of one of the following circumstances:
(1) The scope of business does not cover the product to be certificated in the registration supporting documents of the certification client and/or the producer (manufacturing enterprise); the legal supporting document is deficient;
(2) The circumstances that the certification entrustment shall be rejected in according to other laws and regulations.
6.2 Certification Entrustment Data
The certification client shall submit the related certification entrustment data in accordance with Attachment 1 "List of Certification Entrustment Data" of the Detailed Rules after the certification entrustment intention is accepted.
At the first certification entrustment, the certification client shall submit all relevant certification data involved in Attachment 1 to the Detailed Rules, in which, the certification unit information in Item 3 shall be submitted together with each certification unit; the submission time of the execution report for the manufacture conformity control plan shall be in accordance with 7.5 of the Detailed Rules.
CQC will conduct the compliance verification on the certification entrustment data in accordance with the relevant review requirements after receipt of the available certification entrustment data. If the data cannot meet the requirements, CQC shall inform the certification client of supplementing it.
CQC is in charge of the review, management, preservation and confidentiality of relevant data, and shall inform the certification client of the result of data review.
6.3 Implementation Arrangement
When accepting the certification entrustment intention, CQC will send Product Assessment Activity Plan to the certification client, which specifies the agreed responsibilities and arrangement of CQC and certification client in all the links of the certification process.
Based on the actual condition and sort management of the production (manufacturing) enterprise, CQC will develop the type test scheme jointly with the certification client and the laboratory
6.4 Certification Process
The certification client submits the entrustment intention letter (CQC website: http://www.cqc.com.cn), and then CQC accepts the entrustment intention and start the certification process.
The normal certification process is as follow:
The certification client submitting the certification data (on-line or in writing) → CQC conducting the data examination according to the entrustment unit, determining the testing scheme and issuing the type test requirements → the certification client submitting the sample in accordance with the type test requirements, the appointed laboratory conducting the type tests and issuing the type test report to CQC → CQC developing the factory inspection scheme according to the production conformity control plan submitted by the certification client and arranging the factory inspection → conducting factory site inspection → verifying the type test report and the factory inspection report, giving the assessment and approval of the certification results, and issuing the authentication certificate → conduct routine supervision on the certificated production enterprise.
Special certification process: failing to conduct the type test but directly providing the type test report; failing to complete product type test (for certification) but conducting the factory inspection.
If failing to conduct the type test but directly providing the type test report, the type test results shall be judged acceptable upon the results of all test items shall meet the requirements of the standard and all type test samples pass the conformity inspection; if failing to complete product type test (for certification) but conducting the factory inspection, the certification client needs to file an application to CQC and the factory inspection shall be conducted upon the approval of CQC.
Note: prior to factory inspection, the letter of invitation shall be sent to foreign manufacturing enterprise, certification client and producer (manufacturing enterprise) in an appropriate time be convenient for arrangement of foreign review.
0 Introduction
1 Application Scope
2 Terms and Definitions
3 Certification Standards
4 Certification Mode
4.1 Certification Mode of Motorcycle Engine
4.2 Single Certification Mode of Motorcycle Engine
5 Certification Unit Division
6 Certification Entrustment
6.1 Proposal and Acceptance of Certification Entrustment
6.2 Certification Entrustment Data
6.3 Implementation Arrangement
6.4 Certification Process
7 Certification Implementation
7.1 Type Test
7.2 Initial Factory Inspection
7.3 Adoption of Relevant Certification Results
7.4 Certification Evaluation and Decision
7.5 Time Limit of Certification
8 Post-certification Supervision
8.1 Post-certification Follow-Up Inspection
8.2 Production Site Sample Testing or Inspection
8.3 Market Sampling Testing or Inspection
8.4 Use of Quality Information
8.5 Frequency and Time of Post-certification Supervision
8.6 Post-certification Supervision Record
8.7 Evaluation of Post-certification Supervision Result
8.8 Conformity Parameter Management
9 Certification Certificate
9.1 Maintenance of Certification Certificate
9.2 Contents of Certification Certificate
9.3 Requirements of Certification Change (including Standard Edition Change)
9.4 Suspension, Cancellation and Revocation of Certification Certificate
9.5 Use of Certification Certificate
10 Certification Mark
10.1 Certification Mark
10.2 Mark Print or Post
11 Fee Charging
12 Certification Responsibility
13 Requirements for Process and Time Limit Related to Technology Disputes and Appeal
Attachment 1 List of Certification Entrustment Materials
Attachment 2 Motorcycle Engine Type Test Scheme (Sample)
Attachment 3 Standards and Items of Type Test
Attachment 4 Manufacturing Enterprise Resource Utilization
Attachment 5 Manufacturing Enterprise Classification Principles
Attachment 6 Content Requirements for Production Conformity Control Plan and Executive Report
Attachment 7 Requirements for Management of Single Motorcycle Engine Certification
